About Company
Securian Financial is a diversified financial services company with a long history of serving individuals and businesses. We offer a wide range of insurance, retirement and investment products, and we’re committed to helping our customers achieve their financial goals. We’re a company built on strong values, and we’re looking for people who share our commitment to integrity, excellence, and innovation. We offer a dynamic and supportive work environment where you can make a real difference in the lives of our customers.
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Job Description
Securian Financial is seeking a highly motivated and experienced Compliance Officer to join our growing team in Minneapolis, MN. The ideal candidate will be a detail-oriented professional with a strong understanding of regulatory compliance and risk management in the financial services industry. This role requires a proactive individual capable of independently identifying, assessing, and mitigating compliance risks. You will play a crucial role in ensuring the company’s adherence to all applicable laws, regulations, and internal policies. This involves collaborating with various departments, conducting regular audits and reviews, and providing guidance and training to employees on compliance matters. The successful candidate will be a self-starter with excellent communication and interpersonal skills, capable of working effectively both independently and as part of a team. This is a high-impact role with significant opportunity for growth and development within the company. The position will involve working closely with senior management to develop and implement effective compliance programs and strategies. A commitment to maintaining the highest ethical standards is paramount for this role. The chosen candidate will possess superior analytical and problem-solving skills to effectively identify and resolve compliance challenges. The Compliance Officer will also maintain comprehensive records and reporting processes, ensuring compliance with both internal and external reporting requirements. We are looking for an individual who is adaptable, able to work in a fast-paced environment and thrives under pressure.
Key Responsibilities
- Develop, implement, and maintain compliance programs and policies.
- Conduct regular audits and reviews to assess compliance risk.
- Provide training and guidance to employees on compliance matters.
- Investigate and resolve compliance issues and concerns.
- Prepare and submit compliance reports to regulatory agencies.
- Collaborate with other departments to ensure compliance with all applicable laws and regulations.
- Stay current on changes in relevant laws, regulations, and industry best practices.
- Maintain comprehensive documentation and records.
Required Skills
- Strong understanding of regulatory compliance in the financial services industry.
- Excellent analytical and problem-solving skills.
- Proficiency in Microsoft Office Suite.
- Excellent written and verbal communication skills.
- Ability to work independently and as part of a team.
- Detail-oriented and organized.
Preferred Qualifications
- Bachelor's degree in related field.
- 5+ years of experience in compliance within the financial services industry.
- Relevant professional certifications (e.g., CCEP, CRCM).
- Experience with regulatory audits and investigations.
Perks & Benefits
- Competitive salary and benefits package.
- Opportunities for professional development and growth.
- Collaborative and supportive work environment.
- Generous paid time off.
How to Apply
Please click on the link below to apply for this exciting opportunity. We look forward to hearing from you!
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